REPRESENTATIONS AND CERTIFICATIONS

The Naval Research Laboratory collaborates with the Office of Naval Research for ensuring that its Representations and Certifications remain current. To that end, the following link provides the most current information that each offeror shall use for submission of their formal proposals:

For CONTRACT Proposals: 

For contracts, in accordance with FAR 4.1201, prospective contractors shall complete and submit electronic annual representations and certifications at ORCA. In addition to completing the Online Representations and Certifications Application (ORCA), proposals must be accompanied with a completed Defense Federal Acquisition Regulation Supplement (DFARS) and contract specific representations and certifications. These "DFARS and Contract Specific Representations and Certifications", i.e., Section K, may be accessed here.

For GRANT and COOPERATIVE AGREEMENT Proposals: 

Grant awards greater than $100,000 require a certification of compliance with a national policy mandate concerning lobbying. Statutes and Government-wide regulations require the certification to be submitted at the time of proposal rather than at the time of award. The certification is set forth at Appendix A to 32 CFR 28 regarding lobbying. The certification can be provided in either of three ways: 

1) When submitting your grant through Grants.gov, by completing blocks 18 and 19 of the Standard Form 424 Research and Related (R&R) Form, the grant applicant is providing the certification on lobbying required by 32 CFR Part 28. 

2) Print and have it signed in full text by an authorized official of the university, nonprofit organization or commercial entity.  Please note that the form also contains the proposer's request to have the proposal evaluated under the criteria of the appropriate Broad Agency Announcement. 

3) Incorporation by exact reference of 32 CFR 28 as cited above. The proposal must include the following: "By signing and submitting the proposal, the proposer is providing Certification at Appendix A to 32 CFR Part 28 regarding lobbying." The proposal must be signed and dated by an authorized official of the organization. This method should also include the proposer's request for proposal evaluation described above, along with the applicant organization's taxpayer identification number (TIN).

 

The following is the actual text from Appendix A, 32 CFR 28

Certification for Contracts, Grants, Loans, and Cooperative Agreements 

The undersigned certifies, to the best of his or her knowledge and belief, that: 

(1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 

(2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, “Disclosure Form to Report Lobbying,” in accordance with its instructions. 

(3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. 

This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.

 

 

 

 
Last updated December 8, 2009